An AI system is being audited by a regulatory body. The audit team requests evidence of the system's compliance monitoring activities over the past year. The project manager needs to provide this evidence. What should the project manager have in place?

A summary presentation of the system's compliance status.

A centralized repository with versioned records of monitoring reports, alerts, and remediation actions.

A list of the team members who were responsible for monitoring.

A collection of emails and chat messages discussing compliance issues.

An AI project manager must report compliance status to both the board of directors and the regulatory authority. The board wants a high-level summary, while the regulator wants detailed evidence. What is the best way to handle this?

Ask the legal team to decide what to report to each audience.

Send the same summary report to both, with a note that detailed evidence is available upon request.

Send the same detailed report to both the board and the regulator.

Create two separate reports: a concise summary for the board and a detailed evidence-based report for the regulator.

What is the primary purpose of a compliance status report in an AI project?

To replace the need for external audits

To communicate the project's compliance status to relevant stakeholders

To serve as a marketing document for the AI system

To provide a technical specification of the AI system

A company's AI system is subject to regulations in multiple jurisdictions. The project manager is responsible for tracking regulatory changes. What is the most effective way to stay informed?

Subscribe to regulatory updates from official sources and industry associations, and review them regularly.

Ask the legal team to inform the project manager of any changes.

Conduct a comprehensive regulatory review once a year.

Rely on news articles and social media for regulatory updates.

A healthcare AI team is deploying a clinical decision support system. The legal team has asked the AI project manager to ensure the system complies with both the EU AI Act and HIPAA. The project manager has set up a regulatory tracking process that monitors global sources. What is the most important next step to ensure compliance?

Map the specific requirements of the EU AI Act and HIPAA to the system's features and data flows.

Wait for the legal team to issue a final compliance checklist before proceeding.

Conduct a market analysis of competitor AI systems to infer compliance best practices.

Implement a general AI ethics framework that covers all potential regulations.

PMICertified Professional in Managing AI (PMI-CPMAI)

Domain 1Objective 4

Monitor Regulatory and Policy Compliance PMI-CPMAI Practice Questions (Page 5)

Part of the Support Responsible and Trustworthy AI Efforts domain, which accounts for 15% of the PMI-CPMAI exam. PMI does not publish an official question count, but from its 160-minute exam (~65–105 total, ~10–16 in this domain), expect 2–3 from this objective — we provide 31 practice questions to prepare you well beyond it. (estimate)

31questions here

7free pages

6concepts

15%of the exam

Questions 21–25

21application · medium
An AI system is being audited by a regulatory body. The audit team requests evidence of the system's compliance monitoring activities over the past year. The project manager needs to provide this evidence. What should the project manager have in place?
Select an answer first
22expert · hard
An AI project manager must report compliance status to both the board of directors and the regulatory authority. The board wants a high-level summary, while the regulator wants detailed evidence. What is the best way to handle this?
Select an answer first
23foundation · easy
What is the primary purpose of a compliance status report in an AI project?
Select an answer first
24application · medium
A company's AI system is subject to regulations in multiple jurisdictions. The project manager is responsible for tracking regulatory changes. What is the most effective way to stay informed?
Select an answer first
25application · medium
A healthcare AI team is deploying a clinical decision support system. The legal team has asked the AI project manager to ensure the system complies with both the EU AI Act and HIPAA. The project manager has set up a regulatory tracking process that monitors global sources. What is the most important next step to ensure compliance?
Select an answer first

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