Monitor Regulatory and Policy Compliance PMI-CPMAI Practice Questions (Page 1)

Questions 1–5

1. 1expert · hard

   An AI project manager is developing a system that will be deployed in multiple countries. The legal team has differing interpretations of the applicable regulations. The project manager must ensure the system is compliant while keeping the project on schedule. What is the best approach?

   • AAdopt the most conservative interpretation to ensure compliance.
   • BFacilitate a workshop with legal, compliance, and technical teams to align on a unified interpretation and document the decisions.
   • CProceed with the project and address legal concerns later.
   • DAsk the legal team to make a final decision without involving other stakeholders.
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2. 2foundation · easy

   An AI project in the healthcare sector must comply with patient data privacy regulations. Which action best demonstrates sector-specific compliance mapping?

   • AIdentifying and applying healthcare-specific regulations such as HIPAA to the AI system
   • BRelying on the AI vendor's assurance that the system is compliant
   • CApplying general data protection regulations without considering healthcare-specific rules
   • DDeferring compliance decisions to the end of the project
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4. 3application · medium

   An automotive manufacturer is developing an AI system for autonomous driving features. The project manager must ensure compliance with automotive safety regulations and emerging AI regulations. The legal team is unfamiliar with the technical aspects of the AI system. What should the project manager do?

   • AWait for the regulations to be finalized before taking any action.
   • BRely on the AI team's knowledge of industry best practices to ensure compliance.
   • CAsk the legal team to research and provide a list of all relevant regulations.
   • DWork with legal to identify applicable regulations and translate them into technical requirements for the AI team.
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5. 4application · medium

   During an audit, the auditor asks for documentation showing how the AI system was monitored for compliance over the past six months. The project manager has monitoring reports but they are stored in different locations and formats. What is the best course of action?

   • AExplain to the auditor that the reports are available but not organized.
   • BProvide the auditor with access to all the original files in their current locations.
   • CCreate a summary document that lists the key findings from the reports.
   • DConsolidate the reports into a single, indexed repository with a clear naming convention and version history.
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6. 5expert · hard · select all that apply

   An AI project manager must report compliance status to multiple stakeholders, including the board, the legal team, and a regulatory authority. Which of the following are effective reporting practices? (Select all that apply.)

   • ATailoring the level of detail to each stakeholder's needs.
   • BProviding the same report to all stakeholders to ensure consistency.
   • CHighlighting known compliance risks and mitigation actions.
   • DIncluding evidence and references to support compliance claims.
   • EAvoiding negative information to maintain stakeholder confidence.
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