Monitor Regulatory and Policy Compliance PMI-CPMAI Practice Questions (Page 2)

Questions 6–10

1. 6foundation · easy

   Which of the following is an example of a compliance monitoring mechanism for an AI system?

   • AA manual check of the AI system's performance at project close
   • BA one-time review of the AI system's design documents
   • CA verbal confirmation from the development team that the system is compliant
   • DAutomated logging of AI system decisions and outcomes
   Reveal Solution Discussion Select an answer first
2. 7expert · hard · select all that apply

   An AI system is undergoing a regulatory audit. The project manager needs to ensure that audit documentation is well-managed. Which of the following are effective practices for audit documentation management? (Select all that apply.)

   • AStoring documents in multiple locations to prevent loss.
   • BImplementing access controls to ensure only authorized personnel can modify documents.
   • CMaintaining a centralized repository with version control for all compliance documents.
   • DDeleting documents that are no longer relevant to reduce clutter.
   • ERetaining documents for the required period as specified by regulations.
   Check answers Discussion Select an answer first
4. 8foundation · easy

   What is the primary purpose of implementing compliance monitoring mechanisms for an AI system?

   • ATo eliminate the need for compliance documentation
   • BTo automate all compliance decisions
   • CTo replace the need for regular audits
   • DTo continuously verify that the AI system remains compliant with regulations
   Reveal Solution Discussion Select an answer first
5. 9foundation · easy

   An AI project manager needs to stay informed about new AI regulations that could affect their project. Which activity best supports tracking the evolving AI regulatory landscape?

   • ASubscribing to updates from regulatory bodies and industry standards organizations
   • BRelying on informal discussions with colleagues for regulatory updates
   • CWaiting for the legal team to inform the project of any new regulations
   • DConducting a one-time review of existing company policies
   Reveal Solution Discussion Select an answer first
6. 10expert · hard · select all that apply

   A healthcare AI system must comply with HIPAA and the EU AI Act. The project manager is working with legal and compliance teams to map requirements. Which of the following are appropriate actions? (Select all that apply.)

   • ADocument the mapping and decisions for audit purposes.
   • BTranslate regulatory requirements into technical controls and design specifications.
   • CAssume that HIPAA compliance automatically satisfies the EU AI Act.
   • DIdentify which provisions of each regulation apply to the system's specific use case.
   • ERely on the legal team to handle all compliance mapping without involving technical staff.
   Check answers Discussion Select an answer first