An AI system is being audited. The auditor requests documentation of the system's compliance monitoring, but the project manager discovers that some monitoring logs are missing for a three-month period. What is the best course of action?

Provide only the available logs and hope the auditor does not notice the gap.

Blame the IT team for the missing logs and provide no further information.

Inform the auditor of the gap, explain the reason, and provide any available evidence to reconstruct the monitoring activities.

Recreate the missing logs based on the system's current behavior.

An AI project manager must report compliance status to a steering committee that includes executives from legal, IT, and business units. The committee wants to understand whether the AI system is meeting regulatory obligations and what risks remain. What is the most effective reporting approach?

Provide a high-level summary of compliance status, key risks, and mitigation actions, with links to detailed documentation.

Present a single compliance score that summarizes the system's overall status.

Send a brief email stating that the system is compliant, with no further details.

Share the full audit trail and technical logs with the committee for their review.

Which of the following is an example of a sectoral source for AI regulatory information?

A general news website's technology section

An industry association's AI ethics guidelines

A national data protection authority's website

A global technology consortium's blog

A financial services firm has deployed an AI model for loan approvals. The compliance team needs to demonstrate to regulators that the model's decisions remain compliant with fair lending laws. The project manager is designing a monitoring mechanism. What should the monitoring process include?

A quarterly manual review of a sample of loan decisions by the compliance team.

Automated checks that compare model outputs against regulatory thresholds and flag anomalies for review.

A process to retrain the model whenever its performance drops below a threshold.

A dashboard that tracks model performance metrics like accuracy and precision.

A multinational company is deploying an AI system that processes personal data across multiple regions. The AI project manager must align the system with the company's global governance policies while meeting regional data protection regulations. What is the most effective approach?

Use a generic privacy policy that applies to all regions.

Delegate compliance decisions to each regional office independently.

Adopt the strictest regional regulation as the global standard for the system.

Establish a cross-functional governance group with legal, privacy, and AI team members to review and approve the system's design.

PMICertified Professional in Managing AI (PMI-CPMAI)

Domain 1Objective 4

Monitor Regulatory and Policy Compliance PMI-CPMAI Practice Questions (Page 4)

Part of the Support Responsible and Trustworthy AI Efforts domain, which accounts for 15% of the PMI-CPMAI exam. PMI does not publish an official question count, but from its 160-minute exam (~65–105 total, ~10–16 in this domain), expect 2–3 from this objective — we provide 31 practice questions to prepare you well beyond it. (estimate)

31questions here

7free pages

6concepts

15%of the exam

Questions 16–20

16expert · hard
An AI system is being audited. The auditor requests documentation of the system's compliance monitoring, but the project manager discovers that some monitoring logs are missing for a three-month period. What is the best course of action?
Select an answer first
17application · medium
An AI project manager must report compliance status to a steering committee that includes executives from legal, IT, and business units. The committee wants to understand whether the AI system is meeting regulatory obligations and what risks remain. What is the most effective reporting approach?
Select an answer first
18foundation · easy
Which of the following is an example of a sectoral source for AI regulatory information?
Select an answer first
19application · medium
A financial services firm has deployed an AI model for loan approvals. The compliance team needs to demonstrate to regulators that the model's decisions remain compliant with fair lending laws. The project manager is designing a monitoring mechanism. What should the monitoring process include?
Select an answer first
20application · medium
A multinational company is deploying an AI system that processes personal data across multiple regions. The AI project manager must align the system with the company's global governance policies while meeting regional data protection regulations. What is the most effective approach?
Select an answer first

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