Continuous Automated Compliance Validation CT-FT Practice Questions (Page 4)

Questions 16–20

1. 16application · medium

   A development team is integrating continuous compliance validation into their CI/CD pipeline. They want to prevent non-compliant code from reaching production. Where should the compliance checks be placed in the pipeline to achieve this?

   • AIn a separate, non-integrated tool that runs weekly.
   • BAfter deployment to production, as a post-release monitoring step.
   • CBefore the deployment stage, as a gate that blocks the pipeline if checks fail.
   • DOnly in the production environment, using manual testing.
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2. 17application · medium

   A compliance team is comparing continuous automated compliance validation with their current monthly manual compliance testing. They want to reduce the time between a control failure and its detection. Which advantage does continuous validation offer over monthly testing?

   • AIt provides a more comprehensive review of all controls than monthly testing.
   • BIt reduces the time to detection because checks run more frequently.
   • CIt eliminates the need for any manual oversight of the compliance process.
   • DIt guarantees that all compliance failures are detected immediately.
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4. 18application · medium

   A compliance team is deciding between periodic compliance testing (monthly) and continuous automated compliance validation. They want to ensure that any change to a critical interest-rate calculation is immediately checked against regulatory rules. Which statement correctly contrasts the two approaches?

   • AContinuous validation is only suitable for non-critical systems.
   • BPeriodic testing runs on a fixed schedule, while continuous validation runs on every relevant change or event.
   • CPeriodic testing provides real-time feedback, while continuous validation does not.
   • DPeriodic testing is more automated than continuous validation.
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5. 19foundation · easy

   Which metric is commonly used to assess the effectiveness of continuous compliance validation?

   • ANumber of compliance policies defined
   • BNumber of developers on the team
   • CTime to detect and remediate compliance issues
   • DNumber of compliance checks passed
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6. 20expert · hard

   A compliance team is selecting a tool for continuous automated compliance validation of their financial reporting process. They need to validate data transformations and calculations against regulatory rules. The team also wants to integrate the tool with their existing CI/CD pipeline. Which type of tool is most suitable?

   • AA spreadsheet application used by the compliance team.
   • BA data validation tool that can run automated checks on data pipelines.
   • CA network monitoring tool that tracks traffic patterns.
   • DA project management tool that tracks compliance tasks.
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