An audit team is performing a data analytics procedure on a large dataset. The team has completed the extraction and transformation steps and is about to perform the analysis. The team lead is concerned about the integrity of the data throughout the process. What is the MOST effective control to ensure the data has not been altered during the ETL process?

Relying on the audit team's careful review of the data after the analysis is complete.

Using a more powerful server to run the ETL process faster, reducing the time for potential tampering.

Implementing reconciliation controls, such as comparing record counts and control totals before and after the ETL process.

Documenting the ETL process in detail in the working papers.

ISACAAdvanced in AI Audit

Domain 3Objective 4

Audit Data Quality and Data Analytics AAIA Practice Questions (Page 6)

Part of the AI Auditing Tools and Techniques domain, which accounts for 21% of the AAIA exam.

37questions here

8free pages

10concepts

21%of the exam

Questions 26–30

26foundation · easy
An AI auditor needs to provide stakeholders with an interactive view of key audit metrics, allowing them to filter by region and time period. Which data visualization approach is most suitable?
Select an answer first
27foundation · easy
An AI auditor wants to present the distribution of model prediction errors across different ranges to stakeholders. Which type of visualization is most appropriate for showing this distribution?
Select an answer first
28foundation · easy
An AI auditor wants to identify unusual transactions in a dataset that deviate significantly from the norm. Which data analytics procedure is most appropriate for this purpose?
Select an answer first
29expert · hard
An audit team is performing a data analytics procedure on a large dataset. The team has completed the extraction and transformation steps and is about to perform the analysis. The team lead is concerned about the integrity of the data throughout the process. What is the MOST effective control to ensure the data has not been altered during the ETL process?
Select an answer first
30foundation · easy
During an AI audit, the auditor identifies that a training dataset contains duplicate customer records. Which remediation action is most appropriate to address this issue?
Select an answer first

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Audit Data Quality and Data Analytics AAIA Practice Questions (Page 6)

Questions 26–30

An AI auditor needs to provide stakeholders with an interactive view of key audit metrics, allowing them to filter by region and time period. Which data visualization approach is most suitable?

An AI auditor wants to present the distribution of model prediction errors across different ranges to stakeholders. Which type of visualization is most appropriate for showing this distribution?

An AI auditor wants to identify unusual transactions in a dataset that deviate significantly from the norm. Which data analytics procedure is most appropriate for this purpose?

During an AI audit, the auditor identifies that a training dataset contains duplicate customer records. Which remediation action is most appropriate to address this issue?

Keep studying — AI Auditing Tools and Techniques