Audit Data Quality and Data Analytics AAIA Practice Questions (Page 5)

Questions 21–25

1. 21application · medium

   An AI audit team is evaluating a credit-scoring model. The model was trained on a dataset where the 'income' field contains values like 'high', 'medium', 'low', and 'N/A'. The team needs to determine whether the model's predictions are biased against a protected group. Which data quality dimension is MOST directly compromised by the 'N/A' entries in the income field, and what is the primary audit concern?

   • AAccuracy; the 'N/A' values are inaccurate because they do not reflect the true income of the individuals.
   • BUniqueness; the 'N/A' values are duplicated across many records, violating the uniqueness dimension.
   • CConsistency; the 'N/A' values are inconsistent with the categorical format of the other entries.
   • DCompleteness; the missing values could introduce bias if they are not randomly distributed across protected groups.
   Reveal Solution Discussion Select an answer first
2. 22foundation · easy

   An AI auditor is investigating why a model's error rate increased significantly last month. The auditor analyzes log data to identify the root cause. Which type of data analytics is the auditor applying?

   • ADiagnostic analytics
   • BPredictive analytics
   • CDescriptive analytics
   • DPrescriptive analytics
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4. 23foundation · easy

   An AI auditor wants to perform advanced statistical analysis and create custom visualizations of audit data. Which data analytics tool is specifically designed for statistical computing and graphics?

   • ASQL
   • BACL
   • CR
   • DIDEA
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5. 24foundation · easy

   An AI auditor is analyzing a dataset to evaluate a model's fairness across different demographic groups. Which ethical consideration is most directly relevant to this analysis?

   • ABias
   • BSecurity
   • CPrivacy
   • DValidity
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6. 25application · medium

   An auditor needs to extract a sample of all transactions from a large SQL database where the transaction date is in the last fiscal year and the amount exceeds $10,000. The auditor must also ensure the process is repeatable and documented. Which approach is MOST appropriate?

   • AWrite a SQL query with a WHERE clause to filter the data, and save the query script as part of the audit documentation.
   • BRequest the database administrator to provide a one-time extract of the data without specifying the criteria.
   • CExport the entire transactions table to a CSV file and use a spreadsheet application to filter the data manually.
   • DUse a data visualization tool to create a chart of all transactions and visually identify those over $10,000.
   Reveal Solution Discussion Select an answer first