Task Statement 5.2: Recognize Governance and Compliance Regulations for AI Systems. AIF-C01 Practice Questions (Page 4)

Questions 16–20

1. 16expert · medium

   A tech company has an AI model that recommends content to users. The model is updated frequently, and the company wants to maintain a complete audit trail for internal governance and potential regulatory review. Which approach is most effective?

   • AUse a simple naming convention for model files and rely on the development team's memory for audit purposes.
   • BAutomate the logging of every model version, including training data snapshots, hyperparameters, and evaluation metrics, in a version control system.
   • CManually document model changes in a shared document after each update.
   • DKeep only the latest model version and its associated metadata to reduce storage overhead.
   Reveal Solution Discussion Select an answer first
2. 17foundation · easy

   Which regulation is specifically designed to regulate AI systems within the European Union, categorizing them by risk level?

   • AGeneral Data Protection Regulation (GDPR)
   • BCalifornia Consumer Privacy Act (CCPA)
   • CHealth Insurance Portability and Accountability Act (HIPAA)
   • DEU AI Act
   Reveal Solution Discussion Select an answer first
4. 18foundation · easy

   Which ethical principle in AI emphasizes that the decision-making process of an AI system should be understandable to stakeholders?

   • APrivacy
   • BFairness
   • CTransparency
   • DAccountability
   Reveal Solution Discussion Select an answer first
5. 19application · medium

   A company's AI system must be audited to ensure compliance with the EU AI Act. The audit will assess the system's risk management, data governance, and technical documentation. Which activity should the company perform to prepare?

   • AWait for the external auditor to provide a checklist and then gather the requested documents.
   • BDelete any documentation that could be misinterpreted by the auditor.
   • CRely on the AI system's automated logs to serve as the sole evidence of compliance.
   • DConduct an internal pre-audit to identify gaps in documentation and risk management processes.
   Reveal Solution Discussion Select an answer first
6. 20foundation · easy

   Why is documentation important in model governance?

   • AIt provides a record of the model's development, assumptions, and decisions for transparency and auditability
   • BIt is only required for models deployed in production
   • CIt guarantees the model will be free of bias
   • DIt replaces the need for testing
   Reveal Solution Discussion Select an answer first