A tester is reviewing the AML transaction monitoring system. The system flags a customer who deposits €9,500, then withdraws €9,300 two hours later without placing any bets. The compliance officer dismisses the alert as a false positive. What should the tester do?

Escalate the matter directly to the national financial intelligence unit.

Verify whether the alert was logged and whether the dismissal rationale was documented in the AML case file.

Accept the officer's judgment because they are the designated AML compliance officer.

Re-run the transaction through the system to see if the alert is generated again.

Which of the following is a key regulatory body that oversees gambling operations in the United Kingdom?

Alcohol and Gaming Commission of Ontario (AGCO)

What is the purpose of customer due diligence (CDD) in AML controls?

To provide customers with a better gaming experience

To increase the number of registered players

To verify the identity of customers and assess their risk profile

To ensure that customers are of legal gambling age

Why is documentation of compliance tests important for gambling operators?

To reduce the cost of software development

To increase the operator's marketing credibility

To provide evidence of regulatory adherence during audits

To help developers fix bugs faster

When testing a self-exclusion feature, which of the following verifies that the feature functions correctly?

Checking that the player cannot access their account or place bets during the exclusion period

Ensuring that the self-exclusion period is automatically shortened after a few days

Verifying that the self-exclusion option is hidden from the player

Confirming that the player can still place bets after self-exclusion

Certified Tester Gambling Industry Tester

Domain 2Objective 2

Compliance Testing CT-GT Practice Questions (Page 4)

Part of the Domain 2: The Gambling Industry Ecosystems domain, which makes up ~46% of our current practice bank. ISTQB does not publish an official question count, but from its 60-minute exam (~25–40 total, ~12–18 in this domain), expect 2–3 from this objective — we provide 22 practice questions to prepare you well beyond it. (estimate)

22questions here

5free pages

8concepts

Questions 16–20

16application · medium
A tester is reviewing the AML transaction monitoring system. The system flags a customer who deposits €9,500, then withdraws €9,300 two hours later without placing any bets. The compliance officer dismisses the alert as a false positive. What should the tester do?
Select an answer first
17foundation · easy
Which of the following is a key regulatory body that oversees gambling operations in the United Kingdom?
Select an answer first
18foundation · easy
What is the purpose of customer due diligence (CDD) in AML controls?
Select an answer first
19foundation · easy
Why is documentation of compliance tests important for gambling operators?
Select an answer first
20foundation · easy
When testing a self-exclusion feature, which of the following verifies that the feature functions correctly?
Select an answer first

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