What is the primary purpose of a regulatory investigation?

To assess compliance with voluntary industry frameworks

To ensure compliance with laws and regulations

To resolve disputes between private parties

To gather evidence for criminal prosecution

Which of the following is a primary purpose of an administrative investigation in an organizational context?

To resolve a dispute between two private parties, typically involving a claim for damages

To determine the facts surrounding a policy violation or misconduct so corrective action can be taken

To determine whether a criminal statute was violated and gather evidence for prosecution

To assess compliance with voluntary industry frameworks and best practices

Which of the following is a potential outcome of a regulatory investigation?

Certification against a voluntary framework

Imposition of fines or sanctions

Award of damages to a plaintiff

Imprisonment of the responsible individual

Which of the following is a distinguishing characteristic of a criminal investigation?

It is initiated by an organization to address internal policy violations

It is a voluntary review against industry best practices

It is conducted by law enforcement to support prosecution

It uses the preponderance of evidence standard

A company discovers that an employee has been embezzling funds. The company's legal team wants to sue the employee to recover the stolen money, and the local prosecutor wants to file criminal charges. What are the two investigation types that will occur?

Criminal and administrative investigations

Administrative and regulatory investigations

Civil and criminal investigations

Civil and regulatory investigations

Certified Information Systems Security Professional

Domain 1Objective 5

1.5 - Understand Requirements for Investigation Types (i.e., Administrative, Criminal, Civil, Regulatory, Industry Standards) CISSP Practice Questions (Page 1)

Part of the Security and Risk Management domain, which accounts for 16% of the CISSP exam. ISC2 does not publish an official question count, but from its 180-minute exam (~70–120 total, ~11–19 in this domain), expect 1–2 from this objective — we provide 38 practice questions to prepare you well beyond it. (estimate)

38questions here

8free pages

10concepts

16%of the exam

Questions 1–5

1foundation · easy
What is the primary purpose of a regulatory investigation?
Select an answer first
2foundation · easy
Which of the following is a primary purpose of an administrative investigation in an organizational context?
Select an answer first
3foundation · easy
Which of the following is a potential outcome of a regulatory investigation?
Select an answer first
4foundation · easy
Which of the following is a distinguishing characteristic of a criminal investigation?
Select an answer first
5application · medium
A company discovers that an employee has been embezzling funds. The company's legal team wants to sue the employee to recover the stolen money, and the local prosecutor wants to file criminal charges. What are the two investigation types that will occur?
Select an answer first

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