A bank uses an AI system to approve personal loans. The system was trained on historical data that reflects past lending decisions, some of which were biased against certain demographic groups. The bank wants to ensure fair lending practices and be able to explain decisions to regulators. Which approach should the bank take?

Retrain the model on balanced data and implement fairness metrics to monitor outcomes across demographic groups.

Use a more complex model that is harder to explain but has higher accuracy.

Add a disclaimer to loan decisions stating that the AI may be biased and that customers can appeal.

Remove demographic data from the training set to ensure the model is color-blind.

A manufacturing company uses an AI system to control robotic arms on an assembly line. The system occasionally makes unexpected movements that could injure workers. The company wants to implement safety controls to prevent harm, but also wants to maintain production efficiency. Which approach best balances safety and efficiency?

Implement a safety-rated monitored stop that halts the robot when a human enters a defined zone, while allowing normal operation otherwise.

Require workers to wear protective gear and rely on that to prevent injury.

Use a second AI system to monitor the first and stop it if it detects anomalies.

Reduce the robot's speed permanently to minimize the risk of injury.

ISACAAdvanced in AI Security Management

Domain 3Objective 4

Privacy, Ethical, Trust and Safety Controls AAISM Practice Questions (Page 4)

Part of the AI Technologies and Controls domain, which accounts for 38% of the AAISM exam.

37questions here

8free pages

10concepts

38%of the exam

Questions 16–20

16foundation · easy
Which accountability mechanism is used to record and trace the decisions made by an AI system, including the data and model version used?
Select an answer first
17application · medium
A bank uses an AI system to approve personal loans. The system was trained on historical data that reflects past lending decisions, some of which were biased against certain demographic groups. The bank wants to ensure fair lending practices and be able to explain decisions to regulators. Which approach should the bank take?
Select an answer first
18expert · hard
A manufacturing company uses an AI system to control robotic arms on an assembly line. The system occasionally makes unexpected movements that could injure workers. The company wants to implement safety controls to prevent harm, but also wants to maintain production efficiency. Which approach best balances safety and efficiency?
Select an answer first
19foundation · easy
Which factor is most directly associated with building trust in an AI system by ensuring that its decisions can be understood by stakeholders?
Select an answer first
20foundation · easy
Which privacy control is specifically designed to minimize the risk of re-identification when personal data is used for training an AI model?
Select an answer first

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Privacy, Ethical, Trust and Safety Controls AAISM Practice Questions (Page 4)

Questions 16–20

Which accountability mechanism is used to record and trace the decisions made by an AI system, including the data and model version used?

Which factor is most directly associated with building trust in an AI system by ensuring that its decisions can be understood by stakeholders?

Which privacy control is specifically designed to minimize the risk of re-identification when personal data is used for training an AI model?

Keep studying — AI Technologies and Controls