Which of the following is an example of an audit procedure for testing an AI system?

Relying solely on the vendor's documentation

Reviewing a sample of training data for bias

Asking the system to generate a report on its own performance

Conducting a survey of user satisfaction

What is professional skepticism in the context of an AI audit?

A requirement to find at least one issue in every audit

A tendency to trust the system developers without question

A belief that the AI system is always correct

An attitude that involves questioning evidence and being alert to conditions that may indicate errors or fraud

What is the role of audit criteria in an AI audit?

To serve as benchmarks against which the AI system is evaluated

To list the stakeholders who should be interviewed

To determine the audit timeline and milestones

To define the audit team's roles and responsibilities

An audit team is auditing an AI system used for hiring decisions. The system was developed in-house and uses a resume screening algorithm. The organization is based in the EU and also hires candidates from the US. The audit team must select appropriate audit criteria. Which criteria should they use?

Only the EU AI Act, as it is the most comprehensive AI regulation.

Only the organization's internal diversity and inclusion policies.

The EU AI Act, GDPR, and the organization's internal diversity and inclusion policies.

US employment laws, as the organization hires US candidates.

Why is it important to establish documentation and workpaper standards for an AI audit?

To ensure the quality and traceability of audit evidence and findings

To ensure that all audit findings are positive

To make the audit report longer and more detailed

To reduce the need for audit testing

ISACAAdvanced in AI Audit

Domain 3Objective 1

Audit Planning and Design AAIA Practice Questions (Page 7)

Part of the AI Auditing Tools and Techniques domain, which accounts for 21% of the AAIA exam.

42questions here

9free pages

12concepts

21%of the exam

Questions 31–35

31foundation · easy
Which of the following is an example of an audit procedure for testing an AI system?
Select an answer first
32foundation · easy
What is professional skepticism in the context of an AI audit?
Select an answer first
33foundation · easy
What is the role of audit criteria in an AI audit?
Select an answer first
34expert · hard
An audit team is auditing an AI system used for hiring decisions. The system was developed in-house and uses a resume screening algorithm. The organization is based in the EU and also hires candidates from the US. The audit team must select appropriate audit criteria. Which criteria should they use?
Select an answer first
35foundation · easy
Why is it important to establish documentation and workpaper standards for an AI audit?
Select an answer first

Finished these 5 questions?

Review the revealed explanations, or continue through the curriculum.

Next 5 questions →Back to AAIA

Free Basic Practice is a study aid with revealable answers — not a scored exam. Examers.io is independent and not affiliated with or endorsed by ISACA. “AAIA” is a trademark of its owner, used for identification only.