AI Audit Outputs and Reports AAIA Practice Questions (Page 6)

Questions 26–28

1. 26application · medium

   An AI auditor is documenting workpapers for a model risk assessment. The auditor used a combination of automated scripts and manual sampling to test model inputs. Which documentation approach best supports the final report?

   • AInclude only the final conclusions and the overall risk rating, as detailed procedures are not needed.
   • BStore the scripts and raw outputs in a shared drive, but do not link them to specific findings.
   • CRecord the scripts used, the sampling methodology, the results, and the conclusions drawn from each test.
   • DProvide a high-level summary of the testing approach without specific results.
   Reveal Solution Discussion Select an answer first
2. 27foundation · easy

   Which element is essential for an audit workpaper to be considered reviewable?

   • AA list of all stakeholders who received the final report
   • BA summary of the audit report's executive summary
   • CA clear link between the evidence, testing procedures, and conclusions
   • DA statement of the auditor's personal opinions about the findings
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3. 28foundation · easy

   In the standard structure of an AI audit report, which section logically follows the scope and objectives and explains the procedures used to gather and analyze evidence?

   • ARecommendations and action plans
   • BMethodology
   • CFindings and observations
   • DExecutive summary
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