Which stakeholder is typically responsible for ensuring that an organization's AI systems align with legal and regulatory requirements?

The Chief Compliance Officer (CCO)

A large retail company is establishing an AI governance structure. The CEO wants to ensure that AI initiatives align with business strategy and ethical standards. The company has data scientists, legal counsel, and business unit leaders. Which governance role is most appropriate for overseeing the entire AI portfolio?

Chief Information Officer (CIO)

An insurance company is deploying an AI system to automate claim approvals. The risk team has identified that the model may produce biased outcomes for certain customer segments. The program manager must implement a risk mitigation strategy. Which approach is most appropriate?

Conduct a one-time risk assessment before deployment and then proceed without further review.

Implement continuous monitoring with fairness metrics and establish a feedback loop for model updates.

Disclose the model's limitations to customers but continue using it unchanged.

Remove all demographic data from the training dataset to ensure neutrality.

What is the first step in developing an effective AI policy for an organization?

Hiring an external consultant to enforce the policy

Selecting the AI tools and platforms the organization will use

Assessing the organization's goals, values, and existing risk posture to define the policy's scope and objectives

Writing the final policy document without consulting stakeholders

Which of the following best describes the core purpose of an AI governance framework?

To automate all compliance reporting so that organizations can avoid manual audits and regulatory reviews

To provide a structured set of principles, processes, and controls that guide the responsible development and use of AI systems

To guarantee that AI systems always produce accurate results by enforcing strict data quality standards

To replace all existing IT security policies with AI-specific rules that focus solely on technical vulnerabilities

EC-CouncilCertified AI Program Manager

Domain 5Objective 4

AI Governance CAIPM Practice Questions (Page 4)

Part of the AI Platforms, Governance, and Ethics domain, which makes up ~16% of our current practice bank.

49questions here

10free pages

8concepts

Questions 16–20

16foundation · easy
Which stakeholder is typically responsible for ensuring that an organization's AI systems align with legal and regulatory requirements?
Select an answer first
17application · medium
A large retail company is establishing an AI governance structure. The CEO wants to ensure that AI initiatives align with business strategy and ethical standards. The company has data scientists, legal counsel, and business unit leaders. Which governance role is most appropriate for overseeing the entire AI portfolio?
Select an answer first
18application · medium
An insurance company is deploying an AI system to automate claim approvals. The risk team has identified that the model may produce biased outcomes for certain customer segments. The program manager must implement a risk mitigation strategy. Which approach is most appropriate?
Select an answer first
19foundation · easy
What is the first step in developing an effective AI policy for an organization?
Select an answer first
20foundation · easy
Which of the following best describes the core purpose of an AI governance framework?
Select an answer first

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